Regulatory Disclosure

D.V. Marshall Company LLC (“DVM”) provides mergers and acquisitions advisory services in reliance upon the M&A Broker exemption from federal broker-dealer registration under Section 15(b)(13) of the Securities Exchange Act of 1934, as amended. DVM is not registered with the Securities and Exchange Commission as a broker-dealer and is not a member of FINRA.

DVM’s services are limited to advising buyers and sellers in connection with qualifying transfers of ownership or control of eligible privately held operating companies. DVM does not offer securities, conduct public offerings, provide securities-placement or capital-raising services, hold or transmit client funds or securities, facilitate transactions involving passive buyers, or engage in other activities requiring registration as a broker-dealer.

DVM conducts its activities subject to applicable federal and state securities laws and available exemptions. The availability of any exemption depends upon the facts and circumstances of the particular engagement and transaction.